The AI-led Compliance Platform that keeps You
Audit-Ready. Always.

ComplianceAssist is the AI compliance safety net for your organization. It helps teams launch products faster,
while ensuring every regulatory check is systematically tracked, documented, and evidenced.

8+

CCOs involved In
building
the platform

104+

regulatory circulars analyzed
over the last 90 days

100%

coverage of compliance
obligations for AMCs

~20+

hours saved per month
for Compliance teams

Chaos to Control.
Built for tracking and defensibility.

ComplianceAssist is a modular platform built to execute, manage, and maintain compliance, so your organisation stays consistently aligned with regulatory requirements.

Regulatory
Summary Engine

  • Automated ingestion of SEBI notifications
  • AI-based action item extraction
  • Review, Assign and Send
  • Manual upload support with AI summarization

CTR Submission
Engine

  • End-to-end workflow: upload, assignment, response, approval
  • Role-based dashboards with personalized obligation views
  • Response with evidence enforcement
  • CTR export in SEBI-ready Excel format

Compliance
Calendar

  • Multi-Regulator View
  • Pre-Define Process Descriptions
  • Recurring vs non-recurring compliance handling
  • Escalation and outcome tracking

Regulatory
Repository

  • Structured regulatory breakdown at clause level
  • Mapped “things to comply” for each provision
  • Organized by when it applies and what area it impacts
  • Accountability Indication

Regulatory Summary Engine

  • Automated ingestion of SEBI notifications
  • AI-based action item extraction
  • Pipeline integration with Regulatory Repository
  • Manual upload support with AI summarisation

CTR Submission Engine

  • End-to-end workflow: upload, assignment, response, approval
  • Role-based dashboards for Admin and Response Owners
  • Automated reminder and escalation engine
  • CTR export in SEBI-ready Excel format

Compliance Calendar

  • Multi-Regulator View
  • Pre-Define Process Descriptions
  • Recurring vs non-recurring compliance handling
  • Escalation and outcome tracking

Regulatory Repository

  • Structured regulatory breakdown at clause level
  • Mapped “things to comply” for each provision
  • Organized by when it applies and what area it impacts
  • Accountability Indication

Audit readiness is not a deadline.
It’s a default state.

A safety net across your compliance workflows bringing structure, visibility, and control to every obligation.

Regulatory Vigilance

Stay ahead of every SEBI and AMFI change, not just react to it. New circulars are auto‑captured, summarised, and converted into structured actions with applicability and timelines, so nothing slips through the cracks.

Data Integrity & Traceability

Maintain evidence for every compliance action. ComplianceAssist keeps traceable records with validation checks, documentation, and audit trails embedded into workflows, making every position easy to justify in audits.

From Obligation to Advantage

Run compliance as a coordinated system, not scattered tasks. ComplianceAssist organizes obligations and workflows with schedules for filings and reporting, reducing operational risk and increasing confidence going into inspections.

Ready for a clean report card?

ComplianceAssist ensures you move from reactive firefighting to systemic audit-readiness.